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NOTES AND
COMMENTARY
These notes are adapted from David Damrosch, et al.,
Teaching British
Literature (New
York: Longman, 2003).
Like
Thomas More, Philip
Sidney was a courtier who counseled his sovereign against an
intended marriage, but his punishment worked out somewhat better.
Banished temporarily from Queen Elizabeth's court for opposing her plan
to marry a French Duke, Sidney had leisure to compose a
sonnet sequence
(the first great sequence in English), a long
prose romance with songs (arguably the first full length English novel), and
The Apology for Poetry (the first great work of
literary criticism in English). All of these eventually were published
after a hero's death in battle at age 32. They directly influenced
Shakespeare and others in English literature's golden age, the late
Elizabethan period.
Like More, Sidney received a classical education including Greek
as well as Latin. Unlike More, however, Sidney was a thorough Protestant, indeed a
Puritan. Hence,
although
The Apology
uses the word "poet" in the Greek sense of "maker,"
Sidney further defines the word in a distinctively moralistic way that
few Greeks other than Socrates would have shared. The poet is
known, says Sidney, by "feigning notable images of virtues, vices or
what else, with that delightful teaching." In this view, we humans live in a fallen
world and sinful condition, but our minds are capable of forming images of a "golden" world that
can raise us up and inspire us to do virtuous and praiseworthy things.
Thus the poet
who uses art correctly forms these images for our moral benefit, so we
who read can imagine the world to be a place that
celebrates and rewards good conduct.
This creation delights us, since it looks like a better
world, but it also encourages us to be better people.
Critics who attack poetry as falsehood, therefore, are
missing the point and destroying the hope for
improvement that poetry offers.
Given his understanding of literature as instruction, Sidney
unsurprisingly presents himself as the product of his
reading--and proud of it. Sidney's bookishness appears even in the academic style
of the Apology, which
in form is a classical oration, its content stuffed with learned
references and citations. He does not care for art that fails to follow "the rules"
prescribed for poetry by
Aristotle,
Horace and other ancient writers. He
is critical of popular English theater because its extended plots and
far-flung settings are not found in Sophocles, Terence and other
classical playwrights he has studied.
Sidney is very much a neo-classicist believing that the
ancient world was more "golden" than contemporary
Britain.
Like his writing, Sidney's life was also
a product of his reading. He courted his unrequiting mistress by writing
sonnets to her in the fashion of Petrarch, Dante and other
old Italian
master poets. He died heroically in a cavalry charge, no doubt inspired
by the literature that he praises in the
Apology, where
Homer's Iliad, the
ballad of Percy and Douglas (heroic figures who fought against Henry IV,
after he usurped the throne of Richard II), and other
heroic poetry that is "the companion of camps."
Like millions of other
soldiers from the Renaissance through World War I,
he was making an old
fashioned frontal assault when he was hit by a
fatal gun shot. (There were no
guns in the days of Percy and Douglas.) The bravery that was
effective in the old
literature of hand-to-hand combat had become delusional in the age
of gunpowder, but nonetheless the celebration and imitation of the old ways went on.
The question may occur to us whether Sidney was hero or fool, but
perhaps the
best answer is simply that he embodied the poetry that he read.
He is an exemplary "man of books." He was self-aware of his poetry
addiction but in denial that it was harmful.
The Apology
distinguishes poetry from both
history and
philosophy. History,
according to Sidney, narrates
what was, but it cannot say anything much about what should be because its
most successful characters are so frequently villains. To use history as moral
guide, everyone would act like Julius Caesar and seize the
government. On the other hand, philosophy can say what is right, but its
generalized language is dull and inconsequential. Poetry takes a middle
ground between the specific and the general. It constructs images
that—while not historically true—elevate the mind and promote admirable
conduct. The "golden" world created in the "wit" of poets can translate
into a more glorious world to live in.
Literary
form of the Apology
The Apology
takes the form of a
classical oration,
as described by
Cicero
and other ancient analysts.
This starts with an Induction
which instructs the reader or listener in the terms of
the debate and establishes the author’s good character (995-996). It
then tells the
History of the subject from
its origin citing the main authorities who have defended poetry
(996-1000). It then makes an analysis or
"Partition" of the subject,
poetry being divided into divine poetry, philosophical poetry, and
historical poetry (1000-1015). In the divine, Sidney remarkably includes Biblical
poetry: not only King David's Psalms and the works of Solomon but also the parables of
Jesus. The ideal form of poetry, however, Sidney situates between
philosophy and history because it is more effective in teaching. Then
comes the
Refutation of
arguments against poetry: that poetry is a waste of time (1015), that
poets are liars (1015-1016), and most importantly that poetry encourages
lust and other bad behavior (1016-1020). It was against
censorship
of literature by fellow
Puritans that
Sidney took practical aim with his essay, but he is careful not to
endorse all literature. A
Digression
criticizes particular practices by English poets, especially popular playwrights
(1020-1027). A
Conclusion
briefly wraps up (1027-1028).
Aristotle understood
the poet’s imitation to mean not the representation of realities or
ideals, but rather “characters, emotions, actions” (Poetics
1447a28)—in other words, poetry does not represent the
sensible world but rather the world as colored by human feeling, in
order to stimulate emotions in the audience. Sidney seems to take a more
rational and moral view, but he also found the irrational aspects of poetry sublimely
moving: "The poet doth grow in effect another nature in making things
either better than nature bringeth forth, or quite anew, forms such as
never were in nature . . . Nature never set forth the earth in so rich a
tapestry as divers poets have done . . . Her world is brazen, the poets
only deliver a golden."
“The Apology” and Its Time: the
censors attack
The Early Modern debate about the value
of literature is part of a larger argument over arts and other pleasure-giving activities in a
culture increasingly criticized as immoral by individuals and groups who
set themselves up as religious authorities in place of
the Roman and Anglican churches. Would the emerging
Protestant churches accept literature or wouldn't they? Some would not.
Sidney's defense responds to, among
other condemnations of literature,
Stephen
Gosson’s
The School of Abuse. Gosson and Sidney agree
that literature has influence in motivating real world actions; they
disagree on how much of that influence is good or bad. Gosson and other
censors attacked theater, as Hollywood movies still are attacked today,
primarily for
promoting sexual license. This objection led to the prevention of women
from appearing on stage; with boys taking women's roles,
the theater was next charged by its opponents with corrupting boys and
promoting homosexuality. Within fifty years after Sidney's death, a
Parliament controlled by Puritans and others outside of the Catholic and
Anglican traditions would close the theaters and make the performance of
plays illegal throughout the Commonwealth. The censors did not lose
their grip until the Puritans lost political power in
1660 after Cromwell's death.
Books on writing
More numerous than the works of
censorship were "how-to" books.
George Puttenham’s
The Art of English Poesie
was one of the best-known of the sixteenth-century
treatises on literature, as it contains a comprehensive
discussion of the
figures of rhetoric and how to produce “copy”—that is, arguments that
are as fully developed or “amplified” as the subject requires. In the
portion of his treatise printed in our anthology Puttenham also gives ideas on how to
justify poetry as part of a civil society: many of these ideas are
echoed by Sidney.
George Gascoigne’s
Certain Notes of Instruction
is an informal, practical work that focuses on poetic
language. It illustrates the extent to which English had risen to
prominence by Elizabethan times. Overt nationalism was
rising, as England defined itself in opposition to
Catholic Europe.
Gascoigne urges writers to use words of a single syllable because “most
ancient English words are of one syllable” and writers who use them will
seem “the truer Englishman.” Gascoigne's preoccupation with simplicity and clarity in writing anticipate later arguments
for plain style in the
seventeenth and eighteenth centuries.
Like Puttenham and Gascoigne,
Samuel Daniel’s A
Defence of Rhyme is concerned with the
craft of the poet. His sense of a national identity as the product of
particular uses of language includes a consideration of what might be
called historical relativism. He rejects a blanket endorsement of
“antiquity” as authoritative. Each age, he insists, evolves the
authorities appropriate to its culture: “we [i.e., the English people]
are not so placed out of the way of judgment but that the same sun of
discretion shineth upon us” as upon the writers of
the past. Today's debates on multiculturalism and the selection of works
that should be read in schools (the so-called "canon" of literature) are
anticipated in Daniel’s approach to the problem of authority.
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Left:
Renaissance image (colorized) of a melancholy young man, thought perhaps to be
Philip Sidney at the family estate at
Penshurst.
Left: portrait of dashing Philip
Sidney, died in an English effort to break
off Holland from the Spanish empire. This economic war was described in
religious terms by its participants as the attempt to free Dutch
Protestants from their Catholic exploiters.
Left: classical bust of
Marcus Tullius Cicero (106-43 BCE), scholar and lawyer during the last
days of the Roman Republic.
Left: George Gascoigne
Below:
contemporary drawing of the funeral of the hero Philip Sidney.
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